Location Name: Pune Corporate Office - Mantri
Job Purpose
Support and act as a key team member of LOS Compliance unit for review of functional applications controls across various lending applications.
Duties And Responsibilities
- Lead projects of LOS (lending Origination Systems) Compliance for one of the largest, most prestigious NBFC, be part of Fintech Transformation journey of BFL.
- Guide, manage and review compliance assignments in the areas of IT application controls (ITACs) or manual functional mainly comprising of
- Access control review.
- Segregation of Duties (SOD) controls review review of actual accesses against set policy.
- Functional lending functions of SFDCs and other similar applications such as workflows review, layout reviews and data analytics.
- Ensure existing and ongoing internal, RBI and any other statutory compliances for the lending application processes from IT and functional perspective. Support to such audits.
- Pushing teams for closure of above observations by maintaining trackers.
- Excellent hands-on experience in MS Excel, MS PP and good at data analytics.
- Demonstrate technical & functional understanding of lending applications like SFDCs, ATOS, etc.
- Work jointly with a dynamic & growing team having diversified experience
- With various BFL Fin-tech initiative, candidate need to have agility to adopt to new changes and put state of art review process.
- Also drive specific projects around IT & Fintech.
Key Decisions / Dimensions
- Scope and methodology of testing approach while reviewing LOS functional processes across journeys with respect to profiles.
- Sample sizes to be picked up for process review
- Validation of explanations/justification for reported exceptions.
Major Challenges
- Understanding the complex IT environment and applying the existing regulations/controls for the same.
- Reviewing the LOS functional processes especially access loan booking journeys.
Required Qualifications And Experience
- Qualifications
- BE/B.Tech/CA/MBA/ CISA with 5-8 years of experience in similar role.
- CA/ICWA with Technology stint would also suitable.
- Willingness to work in compliance function conducting IT reviews for lending functional controls.
- Work Experience
Strong technical knowledge of given domains, ability to stay up to date with latest technologies.
Strong analytical skills.
Highly motivated, self-starter, Agile, Quick Learner
Excellent oral and written communication, clarity of thoughts
Demonstrated success & achievement orientation
LOS Compliance, CA, CISA, Access Managment, SOD review, PII data masking, segregation of duties, Info Security, NBFC compliance, IT Controls, Functional control testing, ITGC reviews, SFDCs, salesforce.
