Senior Internal Auditor (NBFC)

About Company

A NBFC- with a government stake, primarily focused on funding operational infrastructure projects.

Job Description

· Conduct risk-based audits across various business units.

· Perform end-to-end review of the process / audit assigned under the supervision of Head of Internal Audit.

· Identify process design and operating gaps along with Root cause analysis of the observation.

· Support in the preparation of audit update deck for Audit committee.

· Executing audit in accordance with the audit plan approved by Audit committee.

· Well versed with applicable RBI, SEBI guidelines and other regulatory guidelines. Effectively engage with the process owners by having regular discussion during the audit to understand the processes, conduct walk-throughs, gather data information, execute audit checks and keep them apprised with preliminary observations.

· Perform thorough review of KYC related requirements as per regulatory guidelines.

· Report on the status of Internal control deficiencies and remediation efforts.

· Organise audit related documentation, including work papers, audit plans and testing templates.

· Design additional checkpoints to align with regulatory requirements and internal policies.

Follow up on audit recommendations to ensure timely and effective implementation.

Perform additional duties as assigned.