- Ensures adherence of the Operational & Process related controls, compliance for service delivery requirements, Client contractual terms, policies, rules and procedures in Client area
- Coordinate & support compliance activities in client area
- Conduct periodic, testing of process controls, service delivery compliance reviews/ audits
- Monitor, and as necessary, coordinate compliance activities of operations with other enabling departments/compliance teams
- Act as an independent reviewer and evaluation body to ensure that compliance Issues/concerns within client area are being appropriately evaluated, investigated and resolved.
- Provide reports on a regular basis, and as directed or requested,
Primary Internal Interactions
- AM/LAM
- Mangers/Sr Manger
- AVP/ VPs
- Internal Audit and
- Corporate Compliance Team
- ISG/BCM team
Skills Technical Skills
- Auditing skills and eye for detail
- Ability to interpret Law/contractual requirements
- Good Number orientation (MS Excel Skills)
- Excellent Presentation skills (MS office)
