Review narratives, flowcharts, and risk control matrix to validate it accurately describes the processes and related controls.
Coordinate, participate, and document walkthroughs to capture the end-to-end details from initiation to conclusion of controls. Interview the business owners to obtain the necessary information to complete the walkthrough. Verify the risks are being mitigated, the control is designed appropriately, and the control is operating as designed (Design Effectiveness evaluation) and to mitigate the related risk. Identify gaps where controls may be needed. Communicate issues to Client Control Owners/ Business Risk Officers (BRO).
Utilize operational risk metrics and reporting, business and risk acumen, and business line and/or client's enterprise/corporate function priorities to provide a holistic independent view of risks and effectively challenge Operational Risk-related decisions
Review the current process maps, policies and procedures and suggest changes to incorporate identified risks and control
Manage the risk and control self-assessment of client's assigned department or functional area in established/required timeline. Determine scope of review in conjunction with client's 1LOD Controls function
Actively participate in and/or host meetings with business line as well as client's enterprise/support functions to advise on changes, updates, or recent events related to the RCSA.
Actively support in preparation and presentation of assessment reports to senior management, risk committees, and the board detailing findings and recommendations.
Attend client meetings and reflect updates in the requisite process maps, RCM inventory, test scripts, and other relevant documents
Maintain and update client's process, risk and controls library based on RCSA and Control Testing activities
Perform quality reviews of RCSA assessments to ensure consistency and accuracy.
Assist with periodic status reporting.
Lead or participate in RCSA-related adhoc and/or special projects, such as tool implementation, risk data aggregation, and reporting enhancements.
Minimum 2-6 years of experience of serving in a similar role, Big 4 experience preferred
Graduated in Accounting/Business from reputed university
CPA/ACCA/MBA Finance / Chartered Accountancy (India)
CIA or other similar certifications preferred
Proficient in MS-Office Suite, understanding of data analytics tools.
Proficient in Process modelling tools (Visio, IBM Blueworks etc.)
Working knowledge of SAP, Archer or other leading GRC platforms
Globally mobile and flexible to travel to onsite locations
Technical experience in Finance, Operations or Regulatory Compliance
Strong Oral & Written Communication Skills, ability to articulate discussions
Problem solving skills and ability to multitask is essential
Team player with strong interpersonal skills
Ability to prioritize deliverables effectively in order to achieve optimum results.
