Teamware Solutions is seeking a diligent and analytical Risk & Regulatory Compliance Analyst / Internal Auditor to join our team. You'll play a critical role in strengthening our governance framework by assessing risks, ensuring adherence to regulatory requirements, and conducting thorough internal audits. This position is ideal for a detail-oriented professional with a strong understanding of compliance principles and a commitment to maintaining robust internal controls.
Key Responsibilities
- Risk & Compliance Management:
- Identify, assess, and monitor regulatory and operational risks across various business functions.
- Ensure adherence to relevant industry regulations, internal policies, and compliance frameworks.
- Assist in the development, implementation, and maintenance of compliance programs and controls.
- Track and report on emerging regulatory changes and their potential impact on the organization.
- Participate in risk assessments and provide recommendations for mitigation strategies.
- Internal Auditing:
- Conduct comprehensive internal audits to evaluate the effectiveness of governance, risk management, and control processes.
- Develop audit plans, scope, and objectives based on identified risks and business priorities.
- Perform detailed fieldwork, including reviewing documentation, conducting interviews, and analyzing data.
- Identify control weaknesses, process inefficiencies, and non-compliance issues.
- Prepare clear, concise, and well-supported audit reports outlining findings, recommendations, and action plans.
- Analytics & Reporting:
- Utilize analytical tools and techniques to identify trends, patterns, and anomalies in data related to risk, compliance, and audit findings.
- Develop and present reports and dashboards on risk exposure, compliance status, and audit outcomes to management and stakeholders.
- Support the creation of key risk indicators (KRIs) and key performance indicators (KPIs) for monitoring.
- Stakeholder Collaboration:
- Collaborate effectively with various departments, including legal, finance, IT, and operations, to facilitate audit processes and implement compliance initiatives.
- Communicate audit findings and recommendations clearly and constructively to process owners.
- Follow up on the implementation of corrective actions to ensure timely remediation of identified issues.
Qualifications
- Bachelor's degree in Finance, Accounting, Business Administration, Information Systems, or a related field.
- Proven experience (3+ years) in risk management, regulatory compliance, internal audit, or a similar assurance role.
- Strong understanding of governance, risk, and compliance (GRC) principles.
- Familiarity with relevant regulatory frameworks and industry standards (e.g., SOX, GDPR, ISO 27001, COSO).
- Excellent analytical, critical thinking, and problem-solving skills.
- Proficiency in data analysis tools (e.g., Excel, SQL, or BI tools).
- Exceptional written and verbal communication skills, with the ability to present complex information clearly.
- High level of integrity, objectivity, and professional skepticism.
Preferred Skills
- Certifications such as CPA, CIA, CISA, CRISC, or CFE.
- Experience with GRC software platforms.
- Knowledge of specific industry regulations relevant to financial services or technology.
- Familiarity with data analytics techniques for auditing (e.g., ACL, IDEA).
