Risk Compliance Officer

Hiring for Clo Risk & Compliance

Shift - US Shift

Location: Bangalore

Key Skills -Investment compliance, Portfolio Monitoring, indenture , CLO, Trustee, indirect review, post-trade compliance, Securitization, Clo life cycle.

Key Responsibilities

o Conduct ongoing compliance monitoring of CLO investment guidelines,

o Review post-trade compliance checks

o Review CLO warehouse facilities for compliance with investment restrictions

o Participate in the compliance review of the new issue CLO documentation and contribute to

internal deal write-ups.

o Review and test CLO waterfall calculations to ensure distributions align with

indenture and regulatory requirements.

o Oversee trustee and investor reporting processes, ensuring accuracy and timely

delivery of reports.

o Assist with design and enhancement of compliance controls specific to CLO lifecycle

o Support compliance training initiatives for CLO professionals.

Qualifications & Experience

Education: MBA, or other relevant advanced degree preferred.

Experience:

o 4+ years of compliance, legal, or structured credit experience at an asset manager,

investment bank or trustee.

o Strong hands-on experience in CLO compliance workflows

o understanding of CLO structures, waterfalls, and investor reporting.

o Strong attention to detail and ability to manage multiple deals/projects

simultaneously.

o Effective communication and stakeholder management skills.