Search Jobs
Search by job, company or skills
Search by job, company or skills
Job Title: SEBI Registered Investment Advisor (RIA)
Location: Delhi
Job Summary
We are seeking a SEBI Registered Investment Advisor (RIA) to provide independent, unbiased financial and investment advice to clients in accordance with SEBI (Investment Advisers) Regulations, 2013. The advisor will assess client financial goals, risk tolerance, and investment horizon to develop personalized investment strategies while ensuring full regulatory compliance.
Key Responsibilities
· Provide independent and client-centric investment advice across asset classes such as equities, mutual funds, bonds, ETFs, and alternative investments.
· Conduct financial planning and portfolio analysis based on clients financial goals, income, liabilities, and risk appetite.
· Develop and implement investment strategies and asset allocation plans.
· Ensure full compliance with SEBI (Investment Advisers) Regulations and Code of Conduct.
· Maintain detailed client risk profiling and suitability assessments.
· Prepare and deliver portfolio performance reports and periodic reviews
· Stay updated on market trends, economic developments, and regulatory changes.
· Maintain proper documentation, records, and disclosures as required by SEBI.
· Educate clients on investment risks, diversification, and long-term financial planning.
· Avoid conflicts of interest and maintain complete transparency in advisory services.
Required Qualifications
· SEBI Registered Investment Advisor certification or eligibility for RIA registration.
· Certification from NISM Series X-A and X-B (Investment Adviser Level 1 & Level 2) or equivalent recognized qualification.
· Bachelor's or master's degree in Finance, Economics, Business Administration, Commerce, or related field.
Experience
· Minimum 5-8 years of experience in financial advisory, wealth management, or investment research.
Interested candidate can share their CV at [HIDDEN TEXT] or WhatsApp at +918435493505
Regards,
Radhika Sharma
HR Manager
Estabizz Fintech private limited
Chartered Accountancy (C.A), Master of Accounting, Master OF Business Administration (M.B.A), Master of Tax Accounting, Chartered Accountancy Inter (C.A Inter), Bachelor of Commerce (B.Com), ICWA (CMA), Master of Commerce (M.Com), Master of Professional Accountancy (MPA), ICWA Inter
We are a leading Fintech company dedicated to providing global company registration and business setup innovative solutions for businesses. One of our core strengths is our expertise in IFSCA, RBI, SEBI & IRDA Compliance. We understand the importance of regulatory compliance in the finance industry and have developed solutions that ensure our clients can adhere to every aspect of these regulations.
Estabizz Jobs offers a comprehensive suite of recruitment solutions to ensure they find the best talent for their organizations. Our platform allows employers to create detailed job listings, reach a wide pool of qualified candidates, and streamline their hiring process through our applicant tracking system. We understand the importance of finding the right fit, and our experienced team is here to provide personalized support and assistance throughout the recruitment journey.
Job ID: 144042413
