Regulatory Compliance

about the company

Our client is a Wholesale Bank hiring for an experienced regulatory compliance specialist.

about the job

As a key member of the Core Compliance team, you will be responsible for:

• Providing advisory, interpretation and guidance on MAS regulations, guidelines and notices
• Handling regulatory submissions and addressing regulatory queries
• Managing and identifying regulatory risks as well as keeping abreast of regulatory developments
• Updating and maintaining policies, procedures, manuals
• Conducting compliance monitoring and testing
• Handling periodic/adhoc reporting to Head Office
• Managing internal/external audits and monitoring audit issues branch wide

skills and experience required

• Bachelors Degree from a recognised institution
• Minimum 4-8 years of relevant compliance advisory experience from a Private Banking environment
• Well versed in Securities Futures Act (SFA) and Financial Advisors Act (FAA)
• Team player with strong communication and interpersonal skills

To apply online please use the apply function, alternatively you may contact at <98237297>.
(EA: 94C3609/ )