Regulatory Compliance Audit

Consultant Opportunity | Regulatory Compliance Audit | 15+ Years

We are looking for an experienced Regulatory Compliance Audit Consultant with 15+ years of experience for a consulting engagement in the BFSI / Financial Services domain.

Location: Gurgaon

Experience: 15+ Years

Engagement: Consultant

Key Focus Areas:

• Regulatory compliance and process audits

• SEBI, AMFI, IRDAI, RBI & DPDP Act compliance

• KYC/AML, CKYC, V-CIP, eKYC & PMLA

• IT controls, technology processes & governance

• Access management, SDLC, CI/CD & DevSecOps controls

• Audit findings, root-cause analysis & remediation tracking

• Regulatory audit readiness and documentation

• AI-enabled audit analysis and compliance monitoring

Ideal Profile:

Professionals with strong experience in Regulatory Audit, Compliance, IT Audit, Process Audit or Technology Risk, preferably from BFSI, Fintech, NBFC, AMC, Insurance or Big 4 backgrounds.

Interested professionals can share their updated CV at: [Confidential Information]