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Job Description:
Good knowledge & Understanding of AML/KYC /BSA/UK/EU regulations) and other local act regulatory requirements across geographies.
Hands on experience on working on any regulatory requirements such as DFA, EMIR, MIFID, FATCA, CRS, SFTR, HKMA and MAS.
Good Knowledge and understanding of Captial Markets products and services such as Fixed Income, Equities, FX, Derivatives, commodities, CDO, DCM.
Assess the client data and documents to identify if the client meets regulatory requirements across jurisdictions
Review if all the necessary document, static data and corresponding evidences are on file to comply with regulatory requirement.
Strong collaborative abilities with various banking business areas Sales/Relationship Managers, Compliance & Audit teams.
Check for correctness, including validation of client and completeness of documents received against existing regulations.
Remediate the findings in line with bank's policies and procedures.
Reports compliance & control exceptions and deficiencies to the Managers.
Develop expert knowledge in regulatory requirements, processes, and systems across global jurisdictions, Perform reconciliation and exception management as per the various regulatory requirements.
A part of the Tata group, India's largest multinational business group, TCS has over 500,000 of the world’s best-trained consultants in 46 countries. The company generated consolidated revenues of US $22.2 billion in the fiscal year ended March 31, 2021, and is listed on the BSE (formerly Bombay Stock Exchange) and the NSE (National Stock Exchange) in India. TCS' proactive stance on climate change and award-winning work with communities across the world have earned it a place in leading sustainability indices such as the MSCI Global Sustainability Index and the FTSE4Good Emerging Index.
Job ID: 106267531
