KMBL †RA Ops : Process & Control
| Location: Mumbai |
Job role
- Ensuring regulatory compliance on existing process across Retail Operations
- Monitoring reconciliation of GLs & Office accounts and have required control checks to identify exceptions & irregularities, if any
- Defining and documenting the various operational requirements and review set-up / implementation
- Responsible for documenting every possible areas of risk, ensuring issues / gaps are identified, tracked, reported and resolved / fixed in a timely manner
- Coordinating with various teams, team leads & departments heads, in order to set-up / strength process & products
- Thread-bear processes and set-up controls & checks, so as to ensure that there are no breach in compliance
- Support in responding to various requirements from the regulators with regard to Operational activities, post validating the correctness / accuracy of data
- Conduct audit checks within ops team, if in line with regulations and able to support/guide in fixing gaps
- Co-ordinate with audit team for smooth audit functioning of Operation activities. Closure of audit points within the defined timelines and fix controls for non-occurrence
Job requirements
- Capability to quickly understand systems & nuances of the systems in operational activities
- Understanding of Retail Asset products & regulations
- Ability to foresee risk and areas of slippages in processes & activities
- Strong in numbers, reconciliation & in preparation of different types of reports & MIS
- Ability to co-ordinate and collaborate
- Agility in execution
