Review financial statements and financial highlights for semi and annual reports, including all related footnotes and disclosures.
Review fund treasury items such as expense accruals, asset-based fees, distribution estimates/projections, and portfolio turnover rates.
Review or assist with certain regulatory reporting items such as Form N-PORT, FORM N-CEN, and CPO/PQR.
Prepare/review various types of reports for the mutual funds and UCITS independent board of trustees.
Handle various fund-related matters such as class action vendor oversight, closed-end fund leverage reporting, K-1 tracking for MLP investments, reviewing security lending compliance reports, monitoring daily cash reports for overdrafts, and year-end tax reporting reviews, such as QDI.
Process and track fund expenses for payment.
The right candidate may also be able to increase their responsibilities to include security-level valuation and fair value oversight.
