Manager-Secretarial & Compliance

PPFAS MUTUAL FUND

Mumbai, India

5-7 Years

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Job Description

Job Description

Having 5+ years of experience in the Mutual Fund Industry.

Skills Required

Well versed with SEBI (MF) Regulations
Root cause analysis,
Multitasking
Experience of working in AMC
Effective Interpersonal Communication

Compliance & Secretarial Functions

To ensure timely compliance with the requirements of SEBI (Mutual Fund) Regulations.
To review and update on regularly basis Compliance Manual and other policies.
To conduct compliance awareness sessions on Insider Trading, etc.
To ensure Compliance provision of RBI Act; AMFI Circulars & notices
To maintain and update of compliance tracker/ RBI Act and other applicable regulations; AMFI Regulations
Mutual Fund Reporting (Daily/Monthly/Bi-Monthly/Quarterly/Half yearly/Yearly) as per SEBI/RBI/PMLA guidelines/regulations.
To Interpret the various Circulars of SEBI, AMFI, RBI and other regulators and decide on course forward for implementation of the same.
Having knowledge of PMLA Regulations and Anti Money Laundering rules.
To coordinate with Internal Auditors, Statutory Auditors, SEBI Auditors.
To maintain cordial relations with the regulators.
Preparation of Board Agenda, Committee Agenda, and Minutes of the Meetings, To prepare notices, director's report, and minutes for the Board and General meetings;
Preparation and periodic updating of Scheme Information Documents, SAI and KIM
Review of Half yearly and annual scheme reports/portfolio
Co-ordinating with various inter-departments on Regulatory Requirements
Well versed with Clearing Marketing materials under Advertisement Code
Maintaining Statutory registers and records and ensure timely filing of Annual reports, XBRL filings, Annual Returns and other forms with MCA.
Monitoring the activities of the Company in a proactive manner to detect and prevent potential breaches of compliance

Qualification & Experience::

B. Com, ACS, LLB.
Any course in Anti Money laundering will be an added advantage.
5 Years of Work Experience in Mutual Fund Industry/AMC.

Job Location: Mumbai.

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About Company

PPFAS MUTUAL FUNDJob Source: www.linkedin.com

Job ID: 149092333

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Last Updated: 11-06-2026 02:04:50 PM

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