Job Title: Manager Compliance (CS & Legal)
Location: Mumbai Lower Parel
Work Mode: Work From Office (5 Days)
Role Overview:
We are seeking a highly skilled Manager Compliance (CS & Legal) to manage regulatory, secretarial, and legal compliance. The role involves ensuring adherence to RBI, SEBI, and AMFI regulations while supporting internal governance, audits, and regulatory interactions.
Key Responsibilities:
- Ensure compliance with regulatory requirements including RBI, SEBI, and AMFI guidelines
- Manage regulatory filings, documentation, and reporting obligations
- Handle registrations, licenses, and approvals with relevant authorities
- Oversee secretarial compliance including statutory filings and board documentation
- Maintain compliance records and ensure adherence to fintech and financial regulations
- Liaise with regulators, auditors, and internal stakeholders
- Monitor regulatory updates and assess business impact
- Develop and implement internal compliance policies and frameworks
- Support audits, inspections, and compliance reviews
Role Requirements:
- Qualified Company Secretary (CS) & LLB
- Strong background in Compliance, Legal, or Company Secretarial functions
- Experience in fintech, NBFC, wealth-tech, or financial services
- Strong understanding of RBI, SEBI, and AMFI regulatory frameworks
- RIA (Registered Investment Adviser) license is a plus
- Excellent stakeholder management and communication skills
- Strong attention to detail and regulatory awareness
Why Join Us
- Opportunity to work in a high-growth fintech environment
- Exposure to complex regulatory frameworks and strategic compliance initiatives
- High-impact role with visibility across leadership and regulators
