Job Title: Compliance/KYC Analyst
Location: Connaught Place, New Delhi, India
Experience: 3–6 Years (as per client requirement)
Salary: 7Lpa – 10 LPA
Work Mode: Flexible (WFH/WFO)
Preferred Qualification: CS + MBA
Role
This role provides exposure to the fund management and investment industry rather than traditional retail banking KYC. You will work closely with investor onboarding, AML compliance, institutional stakeholders, banks, custodians, brokers and fund administrators.
Job Description & Requirements
The Business/KYC Analyst will:
- Support aspects of investor, distributor, other counterparty onboarding to ensure
compliance with Anti-Money Laundering (AML), Know Your Customer (KYC) guidance
requirements.
- Analyse investor data and documentation to understand investor risk profile as per AML and
KYC procedures and regulatory requirements.
- Get the fund/fund manager onboarded with banks, data aggregators, custodians, brokers,
institutional investors, and other counterparties.
- Conduct transaction monitoring (subscriptions/redemptions), interact internally with
accounting/investor relations teams and the fund administrator on investor data
management.
- Focus on imbibing/supporting the incorporation of regulatory developments on a day-to-day
basis.
Qualifications
- College degree. Acceptable majors include CS degree (completed or in continuation),
Finance, Accounting, or Information Systems.
- 1 - 3 years experience with KYC, Client Onboarding, CDD, Client Data Management.
- Experience within a Compliance Department, internal audit, legal or a control function of a
broker/dealer.
- Excellent written and oral communication skill sets are important prerequisites.
Additional Preferred Skills
- Excellent relationship management skills.
- Strong analytical and logical reasoning skills.
- Ability to work independently and meet business deadlines with accuracy.
- Ability to work with multiple stakeholders across divisions and disciplines.
Skills: aml,client lifecycle management,kyc,asset management,institutional onboarding,compliance,fund management,wealth management,regulatory compliance,investor services,client onboarding,kyc analyst,investor onboarding
