Company Description
Prescient Capital is a portfolio managment service (PMS) based out of Gurgaon.
Role Description
This is a full-time, in office Junior Operations and Compliance Associate role located in Gurugram. The associate will be responsible for day to day tasks in operations and compliance functions. He will be reporting to our compliance and operations head Sumit Kumar.
Important: Interested candidates please forward your CVs to [Confidential Information] in additon to aplying on LI. CVs not forwared will not be considered.
Qualifications & desired qualities
- Graduate in Commerce, Finance, or a related discipline with a minimum of 1–2 years of experience in capital markets preferably in PMS / AIF / MF compliance or operations.
- Excellent verbal and written communication skills
- Ownership mindset and go getter attitutde with desire to quickly learn and scale up
- Proficiency in tools like Excel, Word, Powerpoint, etc
Key Responsibilities:
- Fetch and verify client data from KRA and CKYC portals
- Perform AML checks and ensure regulatory compliance during onboarding
- Handle digital and physical onboarding of individual and non-individual clients
- Maintain and update client database modifications in the KRA portal
- Calculate & verify management fees, performance fees, and custody charges
- Allocate trades across client portfolios accurately
- Update and manage trades in PMS software (Mprofit)
- Verify daily trades with brokers and resolve discrepancies
- Prepare and submit SEBI monthly and offsite quarterly reports
- Reconcile daily cash balances and holdings fortnightly
- Assist in PMS internal audits and compliance reviews
- Coordinate operational and settlement activities with custodians and brokers
CTC range: 3-5 lakhs
