ISG Central Risk Analyst 2 Yrs

Background on the Team:

ISG Central Risk Supervision team reviews internal policies that employees within ISG need to adhere to e.g. Employee Trading Policy, Mandatory Vacation Policy, E-Communication Surveillance policy. The team is bifurcated by region to manage stakeholder engagement and ensuring standardisation of reviews across Business groups.

Primary Responsibilities:

• Daily activities in the nature of employee requests for access to client's accounts, equity applications and Client's buildings / floor
• Reviewing internal policy breaches on a daily basis, investigate, educate and escalate as necessary
• Trend and identify repeat behaviours and establish a process to address recurrence
• Reviewing electronic communications and escalating where these are not in line with internal policies
• Create management reports to highlight issues, trends, new regulatory changes etc.
• Periodic activities such as attending global calls to capture minutes, summarizing and circulating minutes
• Assisting team with preparation of management information packs
• Producing documentation for monthly and quarterly supervisory meetings
• Maintenance of MS Excel based MIS for recording email

Skills Expected

• 2 years of experience within Compliance, Risk Management, Equity or Finance background
• Requires ability to prioritize activities good written and verbal communication skills
• Good working knowledge in the appropriate computer programs such as MS Excel, MS Word and some basic knowledge of financial services field.
• Must be able to learn quickly and to engage in a number of detailed tasks at once.
• Must have strong flexibility in regard to the duties assigned and problem solving skills and is able to work independently.

Years of exp - 2 years

Contract duration -12 months

Shift timing - 11.30 am to 8.30 pm

Location - Mumbai

WFO/Hybrid - Hybrid (weekly 3 days WFO / 2 days WFH)

Must have skillset - Finance background, work experience in Compliance, Risk, Equity, Good knowledge of MS Office (MS Excel, Powerpoint, Word), Fluent English and good Communication skills

Good to have skillset - any automation tool knowledge like PowerBI, Python, Macros would be helpful