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Investment compliance lead

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  • Posted 18 hours ago
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Job Description

Dear Candidate,

Greetings from Quess Corp!

We have an opportunity with our Esteemed Client.

The details are below:

Total work experience of 5 - 7 years required including 3 - 5 years of relevant work experience of rule coding with an investment advisor or mutual fund group in Investment Compliance. Strong knowledge of and experience with Equity/Fixed Income/ETF Products required.

  • Perform the review of regulatory and client guidelines to ensure accuracy and efficiency of existing rules coded and/or to code relevant rules on order management system
  • Regular Rule maintenance on trading application i.e. Charles River Development (CRD)

Apply at [Confidential Information]

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About Company

Job ID: 145514193