Internal Audit Depository Executive

We are actively seeking a meticulous and knowledgeable Internal Audit Depository Executive to join our client's team through Acme Services. This pivotal role is responsible for ensuring compliance and operational integrity within depository functions. The ideal candidate will possess a strong understanding of Depository Participant operations, adherence to SEBI and Depository guidelines (NSDL/CDSL), knowledge of DP regulations, and practical experience in Internal Audit processes related to depositories.

Key Responsibilities

• Depository Participant Operations: Gain a deep understanding and provide audit oversight for all aspects of Depository Participant operations.
• Regulatory Compliance: Ensure strict adherence to SEBI (Securities and Exchange Board of India) regulations and Depository guidelines specific to both NSDL (National Securities Depository Limited) and CDSL (Central Depository Services (India) Limited).
• DP Regulations: Apply thorough knowledge of DP regulations to assess compliance within the depository framework.
• Internal Audit Execution: Conduct comprehensive Internal Audits of depository processes, identifying risks, control weaknesses, and areas for improvement.
• Reporting & Recommendations: Prepare detailed audit reports with findings and actionable recommendations to enhance operational efficiency and regulatory compliance.
• Issue Resolution: Follow up on audit findings to ensure timely implementation of corrective actions.

Skills

• Strong understanding of Depository Participant operations.
• In-depth knowledge of SEBI and Depository guidelines in NSDL/CDSL.
• Familiarity with DP regulations.
• Practical experience in Internal Audit procedures related to depository functions.
• Excellent analytical skills with an eye for detail.
• Strong communication skills, both written and verbal.
• Ability to work independently and as part of a team.