Internal Audit and Compliance

Role: Lead/ Assistant Manager/ Manager – F&A Controls & Compliance

Location: Pune/ Chennai

Role Overview

• Lead the F&A Controls & Compliance function with responsibility for managing audit professionals and driving effective risk and control management across Finance & Accounting processes.
• Partner with Operations Managers, Delivery Managers, and F&A Practice Leads across Accounts Payable (AP), Accounts Receivable (AR), and Record-to-Report (RTR/GL) to identify, assess, and mitigate key control risks.
• Provide strong domain leadership and support a robust control environment across client engagements and GBS delivery operations.

Key Responsibilities

• Lead and manage a team of audit and controls professionals, providing direction, supervision, and quality review.
• Conduct and oversee risk assessments, process walkthroughs, and process documentation across F&A processes.
• Develop and review process narratives, process flow diagrams, and Risk & Control Matrices (RCMs).
• Lead control testing and assessment of control design and operating effectiveness.
• Identify control gaps and coordinate remediation activities for control deficiencies and failures.
• Ensure compliance with relevant frameworks and requirements, including SOX, ISAE 3402, ISAE/SSAE, and SSAE 16.
• Lead internal, operational, and financial audit assignments across F&A processes.
• Perform detailed analysis of operational failures, critical errors, process weaknesses, and control breakdowns.
• Conduct Root Cause Analysis (RCA) and work with process owners to develop and implement sustainable remediation actions.
• Lead interventions and special assignments for client engagements involving critical process, risk, and control issues.