Job Profile: At PwC, our people in risk and compliance focus on maintaining regulatory compliance and managing risks for clients, providing advice, and solutions. They help organisations navigate complex regulatory landscapes and enhance their internal controls to mitigate risks effectively. Those in independence, ethics and business conduct at PwC facilitates adherence to ethical standards and promote a culture of integrity within the organisation. Working in this area, you will be responsible for developing and implementing policies and procedures to facilitate compliance with legal and regulatory requirements.
Job Description & Summary: A career in Risk Management, within Internal Firm Services, will provide you with the opportunity to advance and foster integrity-based decision making and conduct by PwC professionals throughout our organization. You'll focus on promoting and monitoring compliance with applicable external laws and regulations as well as internal policies and procedures to help manage PwC's regulatory, litigation, and reputational risk.
Our Independence Compliance team provides guidance on all areas of PwC's independence policy and the regulatory environment. As part of the team, you'll provide updates on Independence and regulatory rules and will evaluate new client opportunities based on PwC's compliance policies and procedures.
Responsibilities:
- Carry out testing activities on various processes (Independence Assessment, CES, engagement testing etc). This would involve review of reports, selection of samples for testing, liaising with project teams for information and clarifications.
- Preparing weekly summary for internal reviews and reporting of monitoring results
- Appropriately and immediate escalating issues identified to the Reporting Manager.
- Perform other specific assigned tasks in Independence and allied areas diligently.
- Collaborate with the wider independence and risk teams across lines of services, where required.
Mandatory skill sets:
Excel, Power point, Independence policies
Preferred skill sets:
MS Office
Years of experience required:
3+ years
Education Qualification:
BBA, B.Com, BCA, MBA, PGDM, M.Com
