Head of Internal Control- Fund Management Company

Hi

This is regarding opening with a leading Fund Management Company as a Head of Internal Control Unit

Designation: Head of Internal Control Unit Head

Experience: 10+ years of work experience in Internal control or Internal Audit with capital market or Asset management company

Industry Preferred: banking, financial services , investment banking only

Education; CA or MBA only

Location: Mumbai

Job Role:

Design and implement internal control mechanisms with local and international regulatory frameworks.

Fully responsible for the organization to achieve third party approvals like SAS 70 (SOC1)with company policies and identify areas where risks may emerge.

Proactively detect risks and design strategies to mitigate them.

Develop and continually improve the company's risk management framework.

Ensure that SOC 1 audits are conducted regularly, maintaining stringent controls over business operations.

Guide and train staff on risk management and internal control processes.

Lead regular internal audits across business units to ensure consistent adherence to policies and regulatory standards.

Prepare comprehensive reports on internal control and risk management for senior management review.

Help building the ICU team

If this excites you kindly mail me on [Confidential Information]

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