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Head of Compliance (Founding team!)
Our client, a next-generation research platform leveraging AI to support investment decision-making, is hiring their first Singapore hire to lead the compliance function.
This role reports directly to the CEO and offers a rare opportunity to shape compliance from the ground up in a high-growth, technology-driven environment.
Your top priorities will include:
Design and implement the end-to-end compliance program, including policies, controls, training, conflicts-of-interest, personal trading, and audit-ready governance.
Lead compliance engagement with fund and institutional clients, vendor due diligence, approvals, and review of all client-facing materials.
Partner with research, product, and engineering to translate regulatory requirements into scalable, technology-enabled workflows, while coordinating external counsel as needed.
The ideal candidate should have:
What's in it for you:
Think this sounds exciting Feel free to reach out to me at [Confidential Information] and we can have a confidential chat.
Company Reg No.: 201131609D | License No.: 24S2411 | Reg No: R24121689 | Desiree Low Sher Rae
Job ID: 152314049
Skills:
AML CFT regulations, Compliance framework, Exchange rules, MAS Notices and Guidelines
Skills:
Compliance frameworks, MAS regulatory requirements, AML regulatory engagement, Governance
Skills:
Aml, Suspicious Transaction Reports, CFT, Sanctions regulations, CDD standards, Risk assessments, Regulatory reporting obligations, Compliance policies, Kyc, compliance training, Regulatory Compliance
Skills:
Data Analytics, Records and Information Management, policies and procedures, Sanctions Screening, MAS regulations and reporting requirements
Skills:
Data Privacy, Data Protection, Internal Controls, Legal Compliance, Compliance policies, Corporate Governance, AML coordination, anti-fraud, Governance