Grievance Manager
Grievance Manager
anand rathi share and stock brokers ltd- Posted 10 hours ago
- Be among the first 10 applicants
Job Description
Job Responsibilities:
- Handle CEO Office complaints, regulatory grievances (SEBI SCORES/Exchange), and critical customer escalations.
- Investigate trading, dealer, operational, and service-related complaints and ensure timely resolution.
- Conduct root cause analysis (RCA) and implement corrective actions to prevent recurrence.
- Coordinate with Operations, Compliance, Risk, Surveillance, and Branch teams for case closure.
- Prepare MIS, escalation dashboards, and management reports.
- Ensure compliance with SEBI, Exchange, and internal regulatory guidelines.
Skills & Experience:
- 4-8 years of experience in Broking, Surveillance, Compliance, Risk, or Investor Grievance Management.
- Strong knowledge of capital markets, regulatory requirements, and customer grievance handling.
- Excellent analytical, communication, and stakeholder management skills.
Candidates working for stock broking companies will be preferred.
More Info
Key Skills
Broking Surveillance
Capital markets regulatory requirements
Customer grievance handling
Investor Grievance Management

