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4-8 Years
Not Disclosed
  • Posted 10 hours ago
  • Be among the first 10 applicants

Job Description

Job Responsibilities:

  • Handle CEO Office complaints, regulatory grievances (SEBI SCORES/Exchange), and critical customer escalations.
  • Investigate trading, dealer, operational, and service-related complaints and ensure timely resolution.
  • Conduct root cause analysis (RCA) and implement corrective actions to prevent recurrence.
  • Coordinate with Operations, Compliance, Risk, Surveillance, and Branch teams for case closure.
  • Prepare MIS, escalation dashboards, and management reports.
  • Ensure compliance with SEBI, Exchange, and internal regulatory guidelines.

Skills & Experience:

  • 4-8 years of experience in Broking, Surveillance, Compliance, Risk, or Investor Grievance Management.
  • Strong knowledge of capital markets, regulatory requirements, and customer grievance handling.
  • Excellent analytical, communication, and stakeholder management skills.

Candidates working for stock broking companies will be preferred.

More Info

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Key Skills

Broking Surveillance

Capital markets regulatory requirements

Customer grievance handling

Investor Grievance Management

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4-8 yrs
Mumbai, India
Skills:
Compliance, Broking Surveillance, Capital Markets Regulatory Requirements, Customer Grievance Handling, Investor Grievance Management