Fund Servicing Associate Depositary Services

• Exception Monitoring & Triage:
  Monitor compliance exceptions at daily cutoffs, ensuring timely escalation of material issues.

• Alert Investigation:
  Analyze exceptions using instrument data, rule logic, and prospectus terms to determine validity.

• False Alert Remediation:
  Work with data management and rule teams to fix false positives, validate fixes in test and production environments.

• Compliance Run Management:
  Ensure compliance processes and schedules complete on time manage dependencies and re-runs to meet SLAs.

• Data Feed Issue Resolution:
  Research and resolve data import/feed issues with providers and internal stakeholders document outcomes and preventive actions.

• Stakeholder Engagement:
  Collaborate with Operations, Technology, Investment teams, and third-party vendors for timely issue resolution.

• MI Production & Reporting:
  Generate and present MI on alert volumes, false positive rates, turnaround times, and run timeliness.

• Audit & Documentation:
  Maintain evidence, audit trails, and decision logs ensure procedures are current and effective.

Required qualifications, capabilities, and skills

• Analytical Skills:
  Experience interrogating datasets to validate rule triggers and exception drivers.

• Investment Knowledge:
  Understanding of investment instruments, portfolio structures, and fund restrictions.

• Compliance Engine Familiarity:
  Knowledge of rule-based compliance engines and scheduling concepts.

• Root Cause & Defect Management:
  Proficiency in root cause analysis and implementing durable fixes.

• Communication:
  Strong written and verbal skills for escalation, stakeholder alignment, and audit documentation.

• Time Management:
  Ability to prioritize and meet daily cutoffs under SLA pressure.

• Data Tools Proficiency:
  Skilled with spreadsheets, data analysis tools, and interpreting flat files and feed logs.