Financial Regulatory Lawyer

Position– Associate/Senior Associate

Practice Area– Financial Regulatory Practice

Location- Mumbai

Qualification- Qualified lawyer and must be enrolled in Bar Council of India

PQE - 4 to 6 years

What we are looking for - Expertise in Financial Services Regulation, Compliance Advisory & Enforcement and Disputes

The Financial Regulatory Practice

Against the backdrop of a complex and evolving regulatory environment, this practice area offers customised advice on financial services regulated by various regulators, including SEBI, the RBI, the IRDA and the PFRDA. The team of regulatory law experts has done extensive advisory and enforcement work in contentious and non-contentious areas.

The lawyers have deep knowledge and understanding of the regulations, enabling them to provide objective advice that helps clients evaluate risks and opportunity costs. As most of the matters are reputationally sensitive, our in-depth sector proficiency is valued by our clients, which include listed companies, promoters, directors, HNIs, and Indian and foreign financial institutions. We regularly collaborate with financial regulatory and enforcement lawyers from other jurisdictions as well.

The team advises across the life-cycle of a business of a financial services entity, from establishment and obtaining a license, up to regulatory litigation, governance issues or restructuring/exits. Our experience helps us prepare clients for new regulations and market developments, so they can choose the best option to navigate through the changing environment.

We are an equal opportunity employer and value diversity. We do not discriminate based on gender, race, age, sexual orientation, and religious identities or any other applicable characteristics protected by law. We seek individuals who uphold the highest standards of integrity, demonstrate professionalism in every interaction, treat others with respect, and consistently align personal ambition with the collective goals of the firm. The incumbent is required to comply with the Firm's Information Security policies and procedures, including safeguarding confidential information, adhering to secure data handling practices, and promptly reporting information security incidents.