Equity Dealer

A Large Capital Marker broker is hiring for SLBM -Dealer for Insti Desk

Job Summar

y
The SLBM Dealer will be responsible for managing and executing Securities Lending & Borrowing Mechanism (SLBM) transactions on stock exchanges. The role involves identifying lending and borrowing opportunities, executing trades, managing client requirements, monitoring market positions, and ensuring compliance with exchange and regulatory guidelines. The candidate should possess strong capital market knowledge, excellent client handling skills, and experience in securities lending and borrowing activitie

s.
Key Responsibilit

ies1.SLBM Trading & Execut

ion2.Execute SLBM lending and borrowing transactions on exchange platfor

ms.3,Monitor market opportunities and identify stocks with lending or borrowing dema

nd.4.Manage order placement, modifications, and execution while ensuring best execution practic

es.5.Track open positions and contract expiries to facilitate timely rollovers, recalls, and closeou

ts.6.Coordinate with institutional for SLBM transactio

ns.
Business Development & Client Servi

cing1.Generate SLBM business by engaging with existing and prospective clie

nts.2.Educate clients on SLBM benefits, borrowing costs, lending returns, and associated ri

sks.3.Provide regular updates on high-demand securities, lending opportunities, and market tre

nds.4.Build and maintain strong relationships with clie

nts.
Market Monitoring & Ana

lysis1.Monitor securities availability, lending rates, borrowing demand, and market movem

ents.2.Analyze corporate actions and their impact on SLBM posit

ions.Maintain awareness of regulatory developments affecting SLBM activi

ties.3.Prepare periodic market intelligence and opportunity rep

orts.Risk & Compliance Manag

ement4.Ensure all transactions comply with exchange, clearing corporation, and regulatory requirem

ents.5.Monitor collateral requirements, settlement obligations, and position li

mits.6.Identify and escalate settlement or operational risks prom

ptly.7.Maintain proper documentation and transaction rec

ords.
Coordination & Operations S

upport1.Liaise with operations, compliance, custody, and settlement teams to ensure smooth transaction proce

ssing.2.Resolve trade discrepancies, settlement issues, and client qu

eries.3.Support reconciliation and reporting activities related to SLBM transac

tions.
Required Qualifi

cationsBachelor's degree in Finance, Commerce, Economics, Business Administration, or related

field.NISM Certification (Equity Derivatives and/or Securities Markets pref

erred).Additional certifications such as NCFM or equivalent will be an adv

antage.Exp

erience4 years and more experience in SLBM

Dealing
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ligation#SLBMdealers #SLB