Equity Dealer

Job Title: Calling & Trading Agent

Location: Mumbai

Department: Dealing / Equity Trading

Experience Required: 1–3 Years

Reports To: Senior Dealer / Head – Dealing

Job Objective:

To support the dealing desk in executing client trades across equity and derivative segments with

accuracy and timeliness, assist in day-to-day trading operations, ensure compliance with

regulatory guidelines, and provide execution support to retail and HNI clients.

Key Responsibilities:

• Execute client orders in Equity and F&O segments through trading terminals (NSE/BSE);

exposure to commodities and currency is an added advantage.

• Assist senior dealers in monitoring markets and providing real-time trade execution

support.

• Ensure timely and error-free order placement, modification, and cancellations.

• Coordinate with clients regarding order confirmations, margins, payouts, and basic RMS

queries.

• Support Relationship Managers (RMs) with trade execution and client servicing

requirements.

• Maintain trade records, client-wise logs, and basic MIS/reconciliation as required.

• Liaise with back-office and operations teams for settlements, ledger clarifications, and

demat-related queries.

• Ensure adherence to SEBI regulations, exchange guidelines, and internal compliance

processes.

Key Skills & Competencies:

• Basic understanding of equity markets and derivatives (F&O).

• Familiarity with trading platforms such as ODIN, NOW, NEST, or similar terminals.

• Knowledge of NSE/BSE rules and basic SEBI compliance requirements.

• Strong attention to detail and ability to work under market pressure.

• Good communication and coordination skills.

• Willingness to learn market analysis and client handling.

• Basic technical analysis knowledge is an added advantage.

Qualifications:

• Graduate in Finance, Commerce, Economics, or a related field.

• Mandatory: NISM Series VIII (Equity Derivatives) or NISM Series VII (Securities

Operations & Risk Management).

• Preferred: Additional NISM certifications (Series XV – Research Analyst) will be an

advantage.