Deputy Manager Financial Reporting (Broking+Others)
Location: Gurgaon
Role Overview
We are looking for a qualified Chartered Accountant with expertise in accounting, compliance, and reporting to manage finance operations for three regulated entities. The role requires managing daily finance operations, reconciliations, compliance filings, audits/inspections, financial reporting, and system integrations across entities, while ensuring process automation and cost control.
Key Responsibilities
- Daily Operations & Reconciliations
Oversee bank, client fund, and transaction reconciliations across broking, broker- dealer, and PSP businesses.
Coordinate with treasury and product teams to ensure timely settlements and payouts.
Monitor debit balances, recoveries, and prevent leakages.
- Compliance & Regulatory Reporting
Prepare and submit regulatory filings such as net worth certificates, SERF, MPR, and capital adequacy reports.
Handle inspections and audits by SEBI, NSE, BSE, CDSL, IFSCA, and NSE IX.
Ensure PSP compliance on settlement timelines and capital adequacy.
- Financial Reporting & Audits
Prepare standalone Ind AS financial statements for all three entities.
Support statutory, internal, and interim audits with complete documentation.
Deliver monthly MIS and management dashboards.
- Technology & Process Integration
Collaborate with tech/product teams to integrate accouting ERP with various internal systems.
Drive automation of reconciliations, reporting, and compliance submissions.
Refine accounting flows for new product launches and regulatory changes.
- Expense Monitoring & Control
Track trade-related and PSP-related expenses (infrastructure, gateways, onboarding, AWS, etc.).
Implement cost optimization measures without compromising compliance or efficiency.
Candidate Profile
Chartered Accountant with 35 years PQE.
Experience In Broking, Fintech, Or Payments Sector Preferred.
Strong accounting skills and knowledge of Ind AS is a must.
Hands-on with reconciliations, audits/inspections, and financial reporting.
Ability to manage multiple entities with strict regulatory timelines.
Strong analytical, problem-solving, and cross-functional coordination skills.
Skills: reporting,compliance,financial reporting,stock broking
