CS Trainee - Investment Banking Compliance

We are looking for CS Trainee for the Investment Banking Compliance team at Nuvama.

Who Can Apply: Candidates with the below qualifications

Mandatory Qualification

• CS Professional Level (Completed / Pursuing).

Preferred Qualification

• Graduate / Postgraduate in Law (LL.B./LL.M.).

Key Responsibilities

• Assist in KYC searches and background verification reviews.
• Assist in 21A and 21C analysis and related compliance monitoring activities.
• Maintain and update track records, databases, and compliance registers.
• Coordinate and liaise with various internal departments for collection of information and closure of compliance requirements.
• Support the team in document management, record keeping, and maintaining regulatory documentation.
• Assist in preparation and filing of regulatory submissions, reports, and filings.
• Compile, organize, and analyse data for compliance reviews and management reporting.
• Maintain trackers and monitor timelines for various compliance activities.
• Assist in policy reviews, compliance audits, inspections, and regulatory correspondence.
• Provide support in other day-to-day compliance and operational tasks as assigned.

Skills & Competencies

• Good written and verbal communication skills.
• Strong analytical and organizational abilities.
• Proficiency in MS Office, particularly Excel, Word, and PowerPoint.
• Attention to detail and accuracy in documentation.
• Ability to manage multiple tasks and meet timelines.
• Willingness to learn and work in a dynamic regulatory environment.