Join a dynamic team dedicated to strengthening the organization's risk and control environment. As a Control Management - Associate, you'll play a pivotal role in safeguarding business operations. Grow your career while making a meaningful impact on risk management and process improvement.
As a Control Management - Associate within the Control Management team, you ensure a robust and sustainable end-to-end control environment. You manage risk assessments, audits, and issue remediation with urgency and precision. You collaborate with stakeholders to drive effective risk mitigation and continuous process improvement.
Job Responsibilities:
- Analyze the business's risk and control environment to identify gaps and weaknesses.
- Manage second and third line of defense reviews and audits.
- Liaise with stakeholders, auditors, and regulators to drive effective communication.
- Monitor compliance with operational and regulatory policies and procedures.
- Design and implement effective risk controls.
- Develop and maintain Key Risk Indicator frameworks and metrics.
- Conduct deep dives into emerging risk areas for holistic solutions.
- Document control and operational risk evaluations through process walkthroughs.
- Promote a proactive risk culture through training and awareness initiatives.
- Establish and reinforce control governance and reporting mechanisms.
- Escalate and remediate issues with a sense of urgency.
Required Qualifications, Capabilities, and Skills:
- Demonstrate knowledge of investment banking products, including loans.
- Manage reviews and exams with internal and external stakeholders.
- Hold a bachelor's degree with 8+ years of relevant banking and financial services experience.
- Attain risk certifications such as ORM, PRM, APRM, CIA, CRISC, or CORM.
- Drive risk-based process improvements using process mapping and root cause analysis.
- Utilize quality control tools and risk assessment methodologies.
- Execute end-to-end risk management, including control design, risk reporting, and issue validation.
Preferred Qualifications, Capabilities, and Skills:
- Exhibit experience in value stream mapping and advanced process improvement techniques.
- Apply advanced root cause analysis tools such as 5 Whys and Fishbone Analysis.
- Leverage qualitative and quantitative risk assessment tools.
- Coordinate risk management activities across multiple teams and locations.
- Prepare comprehensive risk dashboards and reports.
- Facilitate training sessions on risk management topics.
- Support continuous improvement in risk culture and governance.
