Role & Responsibilities:
- We are seeking a dynamic individual to join the Global Markets Controls Office (GMCO) team, based in Powai.
- The individual will work closely and in partnership with the Global Markets Controls Office (GMCO) team spread across EMEA, AEJ and Japan.
- The individual will assume day-to-day BAU responsibilities relating to Front Office Supervision and will contribute to key projects that are critical to GMCO from a regulatory perspective.
- Contribution to key GMCO tasks -
- Ownership of the Hierarchy Maintenance process across Global Markets
- Performing review and analysis of Attestation commentaries and affirmation processes
- Creating Global Management Packs, KRI Packs and Supervisory meeting packs.
- Driving Transition of Key tasks from the Regions - And then perform those tasks in a BAU environment
- Partnering with Technology, Operations, Finance and other Corporate functions
- Involved in initial User Acceptance Testing of GMCO tools and systems
- Investigation of issues relating to GMCO tools and systems
- Audit and RCSA related monitoring
- Help in producing issue summaries and reports for Regional teams
- Involved in tracking outstanding actions and help in chasing actions to closure
- Assist the team in information requests from regulators and auditors as required
Mandatory Desired Domain:
- Basic understanding of Non-financial risk and controls and Supervision domain
- Prior experience in Operational Risk Mgmt. (ORM), Ops Control, Product control, Operations would be an advantage.
- Conceptual understanding of Investment Banking and Financial markets
- Basic knowledge of Capital Market products (Equities, Fixed Income and FX)
- Reporting and analysis - ability to review and understand new information sources and produce summaries of key information
- Good communication skills, both written and verbal
- Basic project management skills (project definition, planning, risk and issue identification, milestone tracking and summary reporting)
- Attention to detail
- Experience of working with a diverse stakeholder group across multiple Regions
- Ability to work under pressure to tight timelines.
- Strong understanding of Nomura System Architecture and Data warehouses
- Intermediate to advanced Excel and PowerPoint skills(knowledge of VBA/Macros is a plus)
- Ability to challenge processes with maturity and integrity
Education
UG: Any Graduate
PG: CA in CA, MBA/PGDM in Any Specialization
