Drive a stronger control environment by proactively identifying compliance and operational risks and implementing scalable control strategies across the business.
As a Control Manager within the Control Management team, you identify, assess, and help mitigate compliance and operational risks to strengthen the firm's control environment. You partner closely with business executives and stakeholders to design, implement, and monitor controls that protect the business and enable safe growth. You present clear insights and recommendations to senior leaders and continuously improve risk management practices through data, process, and technology.
Job Responsibilities
- Facilitate the identification and assessment of compliance and operational risks, including anti-fraud and cybersecurity considerations.
- Develop control strategies and action plans to mitigate identified risks through disciplined project execution.
- Monitor the risk and control environment through ongoing testing, reviews, and thematic assessments.
- Collaborate with business executives to drive early risk identification and timely escalation where needed.
- Present findings, trends, and recommendations to senior management using clear, structured communication.
- Drive continuous improvement across control design, documentation, and operating effectiveness.
- Proactively leverage data and technology literacy to enhance monitoring, reporting, and control insights.
Required qualifications, skills, and capabilities
- 3+ years of experience in control management with demonstrated ability to identify, assess, and mitigate compliance and operational risks
- Advanced analytical, technical, and problem-solving skills applied to monitoring risk and control environments
- Strong internal stakeholder management skills, including the ability to navigate disagreement and manage conflict effectively
- Proven ability to deliver impactful presentations and execute process improvement and project management initiatives
Preferred qualifications, skills, and capabilities
- Ability to apply AI/ML concepts to support risk management use cases and decision-making
- Skills in automation to improve control operations and increase efficiency
- Strong digital literacy with hands-on comfort using digital tools and platforms in control frameworks
- Proficiency in quantitative reporting to inform risk assessment and communicate findings clearly
