Role is for 3 to 4 months fixed duration project.
- Location: Gurugram (preferred), Bengaluru.
- WFO.
Job Purpose:
This position will be responsible for delivery of KYC operations.
The operations will cover:
- Risk assessment of the customer/client/counterparty (herein after referred to as customer)
- Renewals
- Remediation's
- Client out
The process will include:
- Assessing the underlying risk of a customer (covering but not limited to registration, regulatory/license, nature of business, legal status, ownership structure, key personnel, sanctions, PEP/SOE and adverse news)
- Extracting & validation information from different sources (databases, company websites, open web searches)
- Performing due diligence and prepar e exhaustive due diligence reports
T he individual will work in close partnership with the operations teams to ensure accurate and complete data quality and compliance with regulatory requirements.
Key responsibilities:
- Registration and license overview of the customer
- Conduct ownership (direct and indirect) reviews
- Identify key stakeholders controlling a customer
- Perform Sanctions, Watch List, PEP and Adverse New Screening
- Analyze screening results
- Prepare Risk Summaries on the basis of the available, collated and researched information.
- Conduct quality reviews (Peer QA and QC)
- Prepare MIS reports and documentation related to the tasks
Interact with the customer and discuss the outputs
Key competencies:
- 6 to 8 years experience with Global Financial Institutions, with strong hands-on experience in handling all operations (on-boarding, renewals and remediation's) and all processes (legal checks, ownership reviews, screening and risk profiling)
- Strong domain knowledge
- Excellent research skills, especially to unwrap ownership layers across different kinds of legal entities
- Excellent communication skills (verbal and written)
- Strong judgement skills for interpretation of screening adverse news
- Proven record in client interactions
- Strong Analytical skills to spot trends and patterns
- Strong Reporting skills (MIS for operational statistics)
- Experience using at least one ownership databases like Orbis, Bankers Almanac, Bank scope, SWIFT Registry, etc
- Experience using atleast one screening databases like Dow Jones, World Check, Lexis Nexis, Orbis, etc
Certifications (preferred)
