Consultant / Asst.Manager / Manager - Internal Audit - FS , Global Market

Position Alert

Position - Consultant / Assistant Manager / Manager - Internal Audit - FS , Global Market

Required Experience - 3+ Years

Job location - Bangalore

Work Mode - Work From Office - 5 Days

Notice Period - 0 - 60 Days

ROLE & RESPONSIBILITIES

Conduct risk-based internal audits across varied functions/Banking LOB (including Asset and Wealth management (AWM), PWM, Global Market (GM), capital markets, including equity and derivative products and Finance, Third party Risk management and Treasury, Credit Risk, Operational risk Audit) and geographies conducting process consulting/ internal audit/ risk consulting

Undertaking process walkthroughs and prepare Risk control Matrix (RCM) for Audit execution. Assess internal controls, identify process gaps, and suggest effective improvements or agreed management action plan.

Strong written documentation of process walkthrough, RCM, Testing and Audit observation

Supported/led Audits such as Credit risk, trade management (trade confirmation, trade reconciliation, EOD controls) with strong risk and control understanding

Conduct Audit in areas of Global Market, Credit Risk, Market Risk and Operational Risk

Interacting with Global Stakeholder and discuss the potential observation

Prepare audit reports with clear findings and actionable recommendations

Develop and implement Standard Operating Procedures (SOPs) for process enhancement

Design and execute enterprise-wide risk management frameworks and assessments

Evaluate trading desk operations, valuation models, Stress testing and market risk indicators

Have experience in Internal Audit/ Risk consulting with Global Bank/Investment bank or its GCC or BIG4

working on these clients

Sound understanding of Global Market and capital market products (equities, futures, options, swaps)

Possess strong understanding of various line of business with global bank and trade lifecycle

Possess strong domain knowledge on securities related regulations related to PRA

Ability to perform and interpret process gap analysis

Strong written and verbal communication skills (presentation skills)

Understanding of control rationalization, optimization, effectiveness and efficiency

Hands on experience in Data Analytics, Tableau and Data visualization

Comfortable managing multiple engagements across functions

Willingness to travel

Interested candidates can share their resume on [Confidential Information]

Warm Regards

Sujata Singh