Compliance & Operations Executive – CAT III AIF

Company Description

Inveris Solutions LLP is recruiting on behalf of a prominent organization operating in the finance and investment ecosystem. Our client is a SEBI-registered Category III Alternative Investment Fund (AIF) focused on delivering strategic investment solutions and maintaining strong regulatory standards. The organization is currently seeking a highly motivated and detail-oriented professional to manage Compliance and Operations for the fund, ensuring adherence to SEBI AIF Regulations while overseeing day-to-day fund operations and stakeholder coordination.

Key Responsibilities

1. Interpret and ensure adherence to SEBI AIF Regulations, including investment restrictions,

disclosure obligations, and reporting requirements.

2. Stay updated on regulatory changes, assess their impact, and implement necessary

adjustments to maintain compliance.

3. Prepare and file necessary SEBI periodic reports, TCR reports, annual reports, other

disclosures, and correspondence.

4. Conduct internal compliance reviews and ensure timely rectification of non-compliances, if

any. Liaise with SEBI, auditors, and legal advisors on all regulatory matters.

5. Maintain compliance records, investor KYC documentation, and ensure adherence to anti-

money laundering (AML) guidelines.

6. Liaise with Fund Accountant, Custodian, RTA, and Brokers for reconciliations, investor

allocations, and NAV reporting.

7. Oversee trade processing, confirmation, and settlement activities ensuring accuracy and

timeliness.Assist in preparing board materials, compliance reports, and operational dashboards.

8. Monitor cash flows, fund liquidity, and coordinate with custodians and fund administrators. Address investor queries related to fund operations, subscriptions, redemptions, and

reporting.

Qualifications

• Bachelor's degree in Finance, Law, Business Administration, or related field.

• Advanced degree or professional certifications such as CA, CS, CFA, MBA (Finance), or LLM

preferred.

• 2–5 years of relevant experience in AIF / PMS / Hedge Fund compliance or operations.

• Strong understanding of AIF structures, SEBI AIF Regulations, investment products, and fund operations.

If interested please send your CV on [Confidential Information] , [HIDDEN TEXT]