Compliance Officer

Company Description

TopLine Solutions Pvt Ltd is a company that specializes in helping and assisting investors and their family members across India and the Globe in reclaiming their unclaimed financial investments. They work PAN India and abroad, serving clients in various cities in India and overseas.

Role Description

This is a full-time on-site role for a Compliance Officer/RTA Officer at Topline Solutions Pvt Ltd located in Model Town. The role involves assisting investors and family members in reclaiming unclaimed financial investments, managing legal and regulatory compliance, coordinating with clients, and drafting applications on behalf of clients

● Assisting in preparation of Bulk applications of IEPF Forms.

● Co-ordination documents with Clients.

● Resolving Clients Query.

● Liasoning with the Regulatory Department for File Processing or any other work as assigned to you.

Qualifications

• Legal and Regulatory Compliance,
• Knowledge of Company Law and Secretarial Practices
• Strong Interpersonal and Communication Skills
• Attention to Detail and Analytical Skills
• Ability to work independently and as part of a team
• Experience in the financial services industry is a plus

Previous Experience with RTA/Investor relation department of Listed companies will be a plus and preferred.

Interested candidates can apply or email the same to us at [Confidential Information]