Compliance Officer

The Senior Compliance Officer ensures the company adheres to regulatory requirements and internal policies in the capital market. Responsibilities include monitoring compliance reports, managing surveillance alerts, conducting audits,

Monitor

Required Candidate profile

Alerts and manage reporting to exchanges.

Utilize software like LD, Share Pro, Track Wizz to generate compliance reports.

Handle AP registration, AP cancellations, and maintain client-wise reports.

Education

UG: Any Graduate