Compliance Officer

Job Description – Compliance Officer

Location: GIFT City, Gandhinagar

Experience: 4–5 Years

About the Role

We are looking for a detail-oriented and proactive Compliance Officer for a financial services platform engaged in advisory services, debt financing, and equity research for corporates and private equity firms. The ideal candidate should have strong exposure to KYC/AML compliance, fund accounting, regulatory reporting, and operational controls within financial services or investment management environments.

Key Responsibilities

• Manage end-to-end KYC/AML onboarding and periodic review processes for clients and investors.
• Ensure compliance with IFSCA, FEMA, AML, and other applicable regulatory requirements.
• Monitor transactions and maintain records related to compliance and risk management activities.
• Handle fund accounting activities including NAV review, reconciliation, reporting, and coordination with fund administrators.
• Prepare and maintain compliance MIS, regulatory filings, and audit documentation.
• Coordinate with auditors, bankers, legal advisors, custodians, and other stakeholders.
• Support investor onboarding, documentation, and compliance due diligence processes.
• Ensure adherence to internal policies, governance standards, and operational controls.
• Assist management with compliance reporting, risk assessment, and process improvements.

Requirements

• 4–5 years of experience in Compliance, Fund Accounting, AML/KYC, or Fund Operations.
• Strong understanding of AML/KYC regulations, FEMA, and financial services compliance frameworks.
• Experience in fund accounting, reconciliations, NAV review, and financial reporting.
• Exposure to AIF, PMS, NBFC, Wealth Management, or Investment Advisory setups will be preferred.
• Good analytical, documentation, and stakeholder management skills.
• Ability to work in a fast-paced and regulated environment.
• CA / MBA Finance / CFA / CS or equivalent qualification preferred.

Preferred Skills

• Strong communication and coordination abilities.
• Attention to detail with a risk and compliance mindset.
• Proficiency in Excel and financial reporting tools.
• Experience working with GIFT City or offshore fund structures will be an added advantage.