About Us
Qode Advisors LLP is a SEBI-registered Portfolio Management Services (PMS) firm serving HNIs and family offices, expanding into IFSC to build a compliant and scalable global fund management platform under IFSC
Role Summary
The Compliance Officer will act as a Key Executive and be responsible for building the compliance framework from scratch and driving regulatory readiness for the IFSC entity.
Key Responsibilities
- Build compliance framework (policies, SOPs, AML/KYC, governance)
- Lead IFSCA application, filings, and regulatory interactions
- Drive risk management, monitoring, and audit readiness
- Ensure ongoing regulatory compliance and reporting
Eligibility
- 3+ years in compliance / risk within a regulated financial entity
- CS or equivalent
- Strong understanding of financial regulations & compliance practices
Compensation: Competitive and open to discussion, aligned with experience and role criticality
