Compliance Officer

Company Name: Ambit Arcadia Alternatives LLP

Designation: Compliance Officer

Department: Compliance & Legal

Relevant Years of Experience: 3 years minimum

Location: GIFT City

Education Qualification Required : Company Secretary / LLB

Key Skills Required:

Functional :

• Company Secretary / LLB having 3 years of experience in Institutions* (3 years is must as per IFSCA Regulations)
• Regulatory Compliance: Stay updated with the latest laws, regulations, and guidelines issued by SEBI and IFSCA for AIFs. Monitor regulatory changes and effectively communicate updates to relevant stakeholders.
• Compliance reporting and monitoring: prepare and submit accurate and timely regulatory reports as required by SEBI and IFSCA.
• Ensure the completeness and accuracy of data submitted in these reports.
• Establish and maintain a system for ongoing monitoring of compliance activities related to AIF operations.
• Conduct regular audits and assessments to identify areas of non-compliance or potential risks. implement remedial measures as needed.
• Managing Internal Audits
• AML/CFT compliance and monitoring
• Coordination with Trustee/ Custodian/ Fund Administrator/ Internal Operations team
• Review/drafting of legal agreements

Behavioral:

• Good understanding of regulatory and legal affairs of IFSCA Compliances.
• Excellent English verbal and drafting communication skills.
• Attention to detail and collaborative approach

Key Stakeholders:

• Senior Management
• Department Heads
• SEBI, IFSCA, etc.
• Other department etc.