Compliance Manager

JD Compliance Manager

Our client, an independent trust company. We are seeking an experienced Compliance Manager to support our corporate services business. This is a key position responsible for regulatory oversight, risk management, and the development of a strong compliance culture across the organization.

Key Responsibilities

• Act as the designated Compliance Officer for Corporate Service operations, ensuring effective oversight of compliance risks across the business.
• Ensure adherence to applicable regulations including AML/CFT, FATCA, CRS, GDPR, and relevant corporate service provider regulatory frameworks, as well as internal policies and procedures.
• Review and approve client onboarding and ongoing business acceptance, ensuring alignment with regulatory standards.
• Monitor compliance risks and resolve outstanding issues such as incomplete documentation, overdue periodic reviews, and remediation actions.
• Conduct periodic reviews of client files and escalate key findings, breaches, or control gaps to senior management.
• Support regulatory engagements including audits, inspections, filings, and requests from relevant authorities.
• Lead the implementation and enhancement of compliance frameworks, policies, and procedures.
• Lead and manage the compliance team supporting Corporate Services, including workload allocation, performance management, and issue resolution.

Qualifications & Skills

• Degree in Law, Business, or related field.
• 8 years of compliance experience, preferably in professional services.
• Strong knowledge of regulatory frameworks (AML, FATCA, CRS, etc.).
• Excellent communication and problem-solving skills.