Compliance Lead, Wealth Management

The Company

Our client is an established international financial institution with a well-developed Wealth Management business across Asia. The organisation has a significant presence in Singapore and Hong Kong, serving a sophisticated international client base within a highly regulated environment

Responsibilities

This role will serve as the key Compliance contact for the Singapore Wealth Management business while supporting the broader regional compliance framework across Singapore and Hong Kong. Responsibilities span regulatory and product Compliance advisory, client conduct and suitability, cross-border activities, AML/CFT and sanctions, regulatory developments and compliance monitoring, working closely with business leaders and regional control functions.

Requirements

The ideal candidate will have at least 8-12 years of relevant Compliance experience within Private Banking, Wealth Management, with experience in Product Compliance and Financial Crime regulations. Strong knowledge of MAS regulations and cross-border requirements; exposure to Hong Kong regulations would be advantageous.

Please submit your resume to Eugene Lim at [Confidential Information], quoting the job title and reference number EL36413, Compliance Lead, Wealth Management. We regret that only shortlisted applicants will be contacted.