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We are hiring a qualified LLB professional for a Compliance Executive role (Jr. Officer / Officer) with 4–8 years of experience in Compliance Management, MIS reporting, and dashboarding. The role requires strong expertise in regulatory compliance, data tracking, reporting frameworks, and insight generation. Candidates with hands-on experience in compliance monitoring and stakeholder reporting are preferred.
Compliance Tool Administration
Monitor & Manage the compliance management system, ensuring accurate configuration, updated compliance calendars, and complete audit trails.
Compliance Monitoring & Exception Management
Drive timely closure of compliances through SPOC coordination, proactive tracking, and escalation of overdue or high-risk items.
MIS, Reporting & Board Support
Deliver accurate MIS, dashboards, and compliance summaries to senior management and Board/Committees for informed decision-making.
Audit & Assurance Coordination
Act as the nodal point for compliance audits, ensuring smooth coordination and timely closure of audit observations.
Job ID: 148321959
Skills:
Ms Office, compliance tracking tools, compliance frameworks, Regulatory Requirements
Skills:
Rtp, Aml, virtual accounts, adverse media screening, FATF high-risk jurisdictions, automated TM systems, AML CFT regulatory frameworks, Suspicious Activity Reports, MAS Notice PSN02, emerging payment rails, PEP typologies, UN, OFAC, Transaction Monitoring, Suspicious Transaction Reports, CFT compliance, EU AMLD, stablecoins, EU, FATF Recommendations, sanctions regimes, digital wallets, financial crime investigation, FINTRAC guidelines, cross-border payment flows
Skills:
Control Automation, Risk Compliance, Knowledge of financial services and wealth management processes, Insurance Risk Management, Business process mapping and design, Excel Skills, Stakeholder Management, SOC ICFR testing expertise, Experience with money movement processes, Risk and Controls testing expertise
Skills:
Property Lease Management, Arbitration Proceedings, Legal Documentation, Legal Representation, Consumer Disputes, Legal Metrology Compliance, Regulatory Compliance, Litigation Management
Skills:
Investment Company Act of 1940, Bloomberg, guideline monitoring software, equity and derivative investment strategies, UCIT regulations, Investment Advisers Act of 1940, Order Management and Compliance Monitoring System
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