Position: Company Secretary
Location: Bengaluru
Industry: Fintech | NBFC | Education Financing
What We're Looking For:
A proactive and detail-oriented professional with a strong understanding/exposure of NBFC & FDI regulations, corporate governance and compliance framework, and digital lending business practices.
Key Responsibilities:
- Governance & Compliance:
- Drafting policies, SOPs, resolutions, and conducting compliance gap assessments aligned with RBI's Scale-Based Regulations for readiness of Middle layer NBFC, digital lending business, MCA Rules, PMLA Provisions, etc.
- Fund-Raising Support:
- Assist in due diligence, board/shareholder approvals, and regulatory filings for both equity, debt and similar securities instruments like NCDs.
- Direct Assignment and Securitisation Documents Transaction documents vetting including co-lending arrangements.
- Regulatory Coordination:
- Handle filings with RBI, MCA, FIU, and other regulators.
- Coordinate in regulatory inspections & audit closure and designing of compliance training materials (PMLA, POSH, Collection, Code of Conduct,Anti Bribery, etc).
- Support day-to-day compliance matters across departments for Compliance Tool Monitoring.
- Meeting Management:
- Convene and document key committee, board and general meetings, including:
- ALCO (Asset Liability Committee)
- Risk Management Committee
- IT Security Committee
- Fraud Risk Management Committee
- Risk Council
- Consumer Protection Committee
Ideal Candidate Profile:
- Qualified CS with 2+years of post-membership experience.
- Good understanding of RBI, FDI, and NBFC compliance frameworks.
- Exposure to digital lending, audit processes, and policy drafting.
- Strong communication, documentation, and cross-functional coordination skills.
