Company Secretary (Compliance Officer)

TITLE: Compliance Officer (Minimum Qualification - Company Secretary)

LOCATION: Mumbai

JOB SUMMARY:

We are searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines.

 ROLES AND RESPONSIBILITIES:

·        Responsible for company affairs.

·        Represent the company in legal matters.

·        Provide legal and compliance perspectives to the business.

·        Managing compliance aspects.

·        Information memorandum.

·        SEBI / BSE / NSE guidelines.

·        Company law issuance.

·        Compliance management.

·        Periodic submission to the broking and DP compliance and operation team.

·        Handle SCORES (Sebi Complaints Redress System) for SMEST Capital Pvt. Ltd.

·        Manage Financial Intelligence Unit (FIU)

·        Keep a clean check and updates on the SEBI KYC Registration Agency (KRA).

REQUIREMENTS:

·        Any Company Secretary with a minimum 1 year of experience as Compliance.

·        Freshers also can apply

COMPANY PROFILE:

SMEST Capital, is a fintech to provide solutions in the wealth management space through the use of technology as a medium. We are engaged in business of providing financial services. We are registered as stockbrokers in the New Debt Segment of BSE Limited.

WHY SMEST Capital

·        Salary at par with industry standards.

·        Employee oriented salary structure

·        Probable onsite opportunities.

·        Opportunity to learn and grow up at the same time.

·        Located in the midst of Khar-Bandra, The heart of Mumbai

WEBSITE : www.smest.in

LINKED.IN : https://www.linkedin.com/company/smest/mycompany/

INSTRAGRAM : @smestcapital

CONTACT : +919167161819

EMAIL ID: [Confidential Information]