Company Secretary | 8-12 PQE | Mumbai | Financial Services

Michael Page

Mumbai, India

8-10 Years

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Posted 2 months ago
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Early Applicant

Job Description

Only candidates based out of/open to relocate to Mumbai to apply
Only candidates with 8-12 years post-qualification experience to apply

Job Description

AIF & Fund-Level Compliance: Ensure ongoing compliance with SEBI AIF Regulations, circulars, guidelines and PPM obligations. Oversee fund-level compliance, including drawdowns, distributions, investor reporting and disclosures.
Regulatory & Platform Compliance: Manage regulatory compliance for setting up, registration and operations of asset management platforms including AIFs, Investment Advisor, Portfolio Manager, Merchant Banker, Mutual Funds, Distribution and insurance products. Also, formulate, review and implement codes, policies and regulatory frameworks. Prepare and file applications, returns, intimations, placement memorandums and reports with authorities including SEBI, MCA, RBI, ROC and Depositories
Legal Responsibilities: Legal review and negotiation of NDAs, DAs, CAs, Side letters, Fund documentation and platform agreements. Also, ensure alignment of legal documentation with regulatory and commercial requirements
Corporate Secretarial Responsibilities: Handle end-to-end corporate secretarial matters, including Board/Committee/shareholder meetings. Preparation and finalisation of agenda, notes, minutes, circular resolutions and annual reports - MCA filings, statutory disclosures and returns.
Regulatory Monitoring & Advisory: Keep abreast of regulatory developments and proactively assess their impact on the business and ensure compliance with applicable laws including Companies Act, 2013, Secretarial Standards, LLP Act, 2008, FEMA, SEBI AIF, IA, Portfolio Manager, Merchant Banker and Mutual Fund Regulations, SEBI Insider Trading Regulations, Depositories Act

The Successful Applicant

A successful candidate should have:

Qualified Company Secretary (CS) LLB preferred
8+ years of experience in compliance/legal/secretarial roles with AIFs, Asset management companies, wealth platforms, Financial services, and regulated entities
Experience in SEBI-facing roles and regulatory inspections
Excellent stakeholder management and communication skills
Ability to balance commercial objectives with compliance

What's on Offer

Opportunities for professional growth and skill enhancement.
A collaborative and supportive company culture.

More Info

Job Type:

Permanent Job

Function:

Financial Services

Employment Type:

Full time

About Company

Michael PageJob Source: www.michaelpage.co.in

Michael Page has five decades of expertise in professional services recruitment. We were established in London in 1976, and over this period we've grown organically to become one of the best-known and most respected consultancies, with an office network spanning six continents.
While size has its advantages, it doesn't define us - the nature of our organic growth means that each new office is integrated into the region that it serves. It also means that as an employer looking to hire, or as a candidate aiming to grow your career you have the best of both worlds; a team that understands the market and geography you operate in, plus the resources and expertise of an international network at your disposal.

Job ID: 141577133

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