Role : Company Secretary
Location : BKC
Experience : 3 to 5 years
Qualification : CS
Job Description :
- Assist in implementing and continuous monitoring of compliances with RBI, NHB, IRDAI and other regulatory guidelines applicable to Housing Finance Companies.
- Maintain records of regulatory filings and ensure timely submissions. Updating various Compliance MIS on timely basis
- Assisting the Compliance function in Compliance testing activity
- Help in preparing compliance reports for management.
- Assisting the CCO pre post and during NHB Inspection.
- Coordinate with various departments to ensure adherence to compliance requirements.
- Ensuring robust KYC and AML mechanism is in place
- Dealing in regular audits covering compliance function
- Ensuring Renewal of licenses and registrations
- Enabling Compliance through Compliance Management Tool.
- Conducting Compliance Risk Assessment and compliance audit wrt implementation of RBI Circulars
- Help draft, update, and maintain compliance SOPs and frameworks
- Support control testing and help identify gaps; assist in remediation efforts
- Assist in developing training materials and delivering compliance awareness sessions.
- Serve as a point of contact for compliance queries across departments.
