Oversee and ensure the organization's full compliance with applicable regulatory and statutory requirements, especially those prescribed by the Reserve Bank of India (RBI)
Develop, implement, and monitor a robust compliance framework tailored for NBFC operations
Ensure timely reporting to regulators and handle all regulatory inspections, audits, and reviews
Advise the Board and senior management on emerging compliance risks and regulatory developments
Design and enforce company-wide compliance policies, processes, and controls
Conduct regular compliance training and awareness programs across all departments
Review and update compliance manuals, internal control mechanisms, and risk mitigation frameworks
Monitor adherence to RBI's Fair Practices Code, KYC/AML guidelines, outsourcing norms, and governance standards
Liaise with legal teams, internal auditors, and external consultants to strengthen the compliance environment
Maintain strong documentation and audit trails for all regulatory correspondences and filings
